Legal, Regulatory Information
This page contains important information about legal restrictions and regulatory obligations relating to the information contained on this website. Please read it carefully.
The terms set out below are governed by and shall be construed in accordance with the laws of England and Wales.
We take every care to ensure that the information contained within this website is correct. However, no warranty is given as to accuracy and no liability is accepted for any errors or omissions. Neither Blick Rothenberg LLP, and/or any related organisations, nor any of its partners, directors, officers or employees accepts any liability or responsibility in respect of the content of this website which, moreover, may be amended by us at any time, without notice.
We do not endorse, or take responsibility for, any information contained within the sites of other providers with links to this website.
The information contained on this website so far as it relates to taxation is for reference only and does not constitute investment advice, a distribution, an offer to sell or the solicitation of an offer in any jurisdiction. Local laws may have an impact on your investments and we may be prohibited from offering some or all of the services detailed on this website to persons in certain jurisdictions.
Unless stated otherwise, the contents of this website are based on our own interpretation of UK taxation law and practice. There is no guarantee that tax reliefs and the tax treatment of funds will remain the same in the future. The value of any tax reliefs will depend on individual circumstances.
US Treasury Circular 230 Disclosure: To ensure compliance with requirements imposed by the US Internal Revenue Service, we are required to inform you that any U.S. federal tax advice contained in this website is not intended or written to be used, and cannot be used, for the purpose of
(i) avoiding penalties under the US Internal Revenue Code
(ii) promoting, marketing or recommending to another party any transaction or matter addressed herein.
Blick Rothenberg LLP and regulatory information
Blick Rothenberg LLP is a limited liability partnership registered in England and Wales, under registration number OC377158. A list of members, who we refer to as partners, is available for inspection at our registered office address: 16 Great Queen Street, Covent Garden, London WC2B 5AH. Our VAT number is 232 2502 14.
Blick Rothenberg LLP is registered to carry on audit work in the UK and Ireland by the Institute of Chartered Accountants in England & Wales (‘ICAEW’). Details about our audit registration can be viewed at www.auditregister.org.uk for the UK and at www.cro.ie/auditors for Ireland under reference number C003391218.
Statutory audit work is subject to the Audit Regulations and Guidance which can be found at www.icaew.com/en/technical/audit-and-assurance/working-in-the-regulated-area-of-audit. Also, the International Standards on Auditing (UK and Ireland) can be found at www.frc.org.uk.
As a member firm of the ICAEW, Blick Rothenberg LLP is bound by the Institute’s code of conduct, which can be found at www.icaew.com/regulations and also, for audit work, by the APB Ethical Standards which can be found at www.frc.org.uk.
Blick Rothenberg LLP is authorised and regulated by the Financial Conduct Authority (FCA) to carry on investment business. Details about our FCA registration can be viewed at www.fsa.gov.uk/register/home.do, under reference number 591030.
Blick Rothenberg LLP is registered with the Information Commissioner as a data controller. Details about our registration can be viewed at www.ico.gov.uk/what_we_cover/register_of_data_controllers, under registration number Z7359579.
Blick Rothenberg LLP is covered by the group consumer credit licence granted to the ICAEW by the Office of Fair Trading.
Conflicts of interest and complaints
Should a conflict of interest arise, either between two or more of our clients or in the provision of multiple services to a single client, we will take such steps as are necessary to deal with the conflict. In taking such steps, we will be guided by the ICAEW’s Code of Ethics, which can be viewed at www.icaew.com/regulations/ethics, Code of Ethics section 220.
Our complaints procedures are available on request.
In accordance with the disclosure requirements of the Provision of Services Regulations 2009, our professional indemnity insurers are:
Nexus Professional Risks Ltd on behalf of Lloyds Syndicate NVA 2007 (Novae)
c/o 150 Leadenhall Street, London. EC3V 4QT
Brit Syndicate 2987 at Lloyds
c/o One Lime Street, London. EC3M 7HA
The territorial coverage is worldwide excluding professional business carried out from an office in the United States of America or Canada.